Industry Views

Check out our blog for the latest insights about the capital markets industry.

White Papers

• The Importance of Business Process Maturity and Automation in Running a Hedge Fund
  This white paper was published by the executives at Merlin Securities, a Firm58 client, and discusses the importance of business process automation within an asset management firm at all stages of development and how these organizations can measure their current process versus investor expectations.
• Reinventing the Relationship: Institutional Brokerage Profitability
  This exclusive research, published by The TABB Group, explains how leading institutional brokerages are seeking out technology solutions that oversee revenues, execution costs, commission management, and compensation in order to survive in today’s competitive environment.
• Unify the Financial Enterprise
  How well does your post-trade management system perform? As market pressures and competition grow, financial companies need to find a cost-effective, non-disruptive way to streamline and automate all their post-trade processes.

Webinars

Past webinars

• Reinventing the Relationship: Institutional Brokerage Profitability
  Request slides from our recent live webinar with Larry Tabb, Founder and CEO of the TABB Group. Learn more.

• Soft Dollar (CCA/CSA) Webinar featuring Lee Pickard
  As Soft Dollar (CCA/CSA) programs continue to grow in complexity and volume, are you staying current on the regulatory environment?Lee A. Pickard, senior partner of Pickard and Djinis LLP, a leading authority and author on this subject will give an update and answer your questions on Guidance on the Applicability of Section 28(e), Scope of Services, Broker-Dealers as Research Providers, Commission Credits Pools, Commission Credit Pool Payments, Transactions which Support SEC 28(e), and Recent Actions by the DOL and SEC.