Past webinars

• Reinventing the Relationship: Institutional Brokerage Profitability
  

  Larry Tabb, Founder and CEO, The TABB Group and Sam Mele, Cofounder, Managing Director, Firm58, Inc.

  September 21st, 1pm ET Join Larry Tabb, Founder and CEO of The TABB Group for a discussion about the future of institutional brokerage profitability. Competitive firms are discovering a silver lining in today’s unpredictable market.  Short-sighted price reductions in an attempt to gain market share are giving way to insightful analysis of daily trading activity in order to gain a long-term strategic advantage. Brokers who recognize these opportunities now will not only survive in these volatile markets, but also emerge far ahead of their competitors.

  Missed the webinar? Request the slides!

• Soft Dollar (CCA/CSA) Webinar featuring Lee Pickard
  As Soft Dollar (CCA/CSA) programs continue to grow in complexity and volume, are you staying current on the regulatory environment?

  Lee A. Pickard, senior partner of Pickard and Djinis LLP, a leading authority and author on this subject will give an update and answer your questions on Guidance on the Applicability of Section 28(e), Scope of Services, Broker-Dealers as Research Providers, Commission Credits Pools, Commission Credit Pool Payments, Transactions which Support SEC 28(e), and Recent Actions by the DOL and SEC.